| 16 |
Please share an experience in which you presented to a group. What was the situation and how did it go? |
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| 17 |
Provide an example of a time when you were able to demonstrate excellent listening skills. What was the situation and outcome? |
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| 18 |
How would you rate your writing skills? (Ask for an example that demonstrates great writing skills.) |
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| 19 |
Provide an example when you were able to prevent a problem because you foresaw the reaction of another person. |
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| 20 |
Share an experience in which your understanding of a current or upcoming problem helped your company to respond to the problem. |
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| 21 |
Provide an example when your ethics were tested. |
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| 22 |
Share an experience in which your attention to detail and thoroughness had an impact on your last company. |
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| 23 |
Provide an experience in which you kept an accurate record of transactions. |
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| 24 |
Share an effective method you have used to ensure accuracy of information and conformance to governing agency regulations in securities transactions. |
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| 25 |
Provide an experience in which your ability to actively find ways to help people improved your company or your own work ethic. |
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| 26 |
Share an example of when you went above and beyond the "call of duty". (Look for answers that show the candidate is dependable.) |
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| 27 |
Share a time when you willingly took on additional responsibilities or challenges. How did you successfully meet all of the demands of these responsibilities? (Make sure the candidate is a self-starter and can demonstrate some initiative.) |
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| 28 |
Share an effective method you have used to identify and contact potential clients. |
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| 29 |
Provide an experience in which you successfully advised a client on the purchase or sale of securities. |
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| 30 |
Tell me about a time when you developed your own way of doing things or were self-motivated to finish an important task. |
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